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Jobs: Compliance / RegulatoryCompliance / Legal
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UK London, Edinburgh, East Midlands, Channel Islands, more...
EUROPE UK, Luxembourg, Ireland, France, more...
USA New York City, San Francisco, Jersey City, White Plains, more...
RoW Singapore, China, Australia, UAE, more...
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91-120 of 332 Jobs Company Location Date
336827
Badenoch & Clark
Salary: 60000-90000
UK-London 02 May
Our client, a financial advisor wrap service is seeking a Head of Compliance.
Director Of Operational Compliance
Badenoch & Clark
Salary: Strong
UK-London 02 May
One of the leading trade unions seeks an experience compliance professional to become a Director of Operational Compliance.
Control Room Officer
Joslin Rowe Compliance
Salary: Excellent
UK-London 21 Aug
My client, one of the world’s most eminent and highly respected investment banks requires a compliance associate to join its...
Securities Surveillance Director
Michael Page (Compliance)
Salary: Extremely competitive, ex...
UK-London 23 Jul
An excellent opportunity to work in a high profile, visable compliance role for a top tier investment bank, which has an exte...
Risk & Compliance - Treasury Services
Hays Banking
Salary: Market rate
Australia-Sydney 22 Aug
If you enjoy a role with substance, problem solving, gaining insight into the inter relationships between the various functio...
Compliance Officer
Robert Half International
Salary: $65,000-$90,000 and incen...
USA-IL-Naperville 22 Aug
Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan...
AML, Compliance, Anti Money laundering, Counter terrorism experience or a desire to enter this area- MANY OPPORTUNITIES MAJOR BANKS and FUNDS NEED YOU
Ross Specialist Recruitme...
Salary: Highly attractive
Australia-Sydney 22 Aug
Due to the current change in legislation and the need for all major institutions having the obligation to comply the area of...
Compliance Officer
Not Disclosed
Salary: Salary plus Bonus
USA-PA-Conshohocken 21 Aug
The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra...
Legal Counsel - Regional Bank, Hong Kong
PSD (Hong Kong)
Salary: Competitive
China-Hong Kong 21 Aug
Well-established regional bank seeking to recruit a Legal Counsel with strong financial services experience.
Vice President, Hedge Fund Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-CT-Greenwich 21 Aug
See job description below
PWM Senior Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 21 Aug
See job description below
Commodity Compliance Coverage
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 21 Aug
See job description below
Senior Commodity Compliance Coverage - Oil Liquids
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 21 Aug
See job description below
Head of Compliance
Robert Half International...
Salary: Highly Competitive Tax Fr...
UAE-Dubai 21 Aug
An exciting opportunity has arisen for a Chief Financial Officer within an established asset management firm in Dubai. Our c...
Fund Administration Professionals
Paragon Executive Intelli...
Salary: 50,000 - 70,000
Ireland-Dublin 21 Aug
Unique opportunity with niche fund administration boutique.
Head of Compliance
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 21 Aug
Are you ready to focus on the future of an investment funds company's compliance and corporate function ? Our client is looki...
Compliance Manager - AML
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 21 Aug
Do you want an exciting move forward within compliance ? If you are an AML expert looking for an opportunity with a dynamic...
SENIOR COMPLIANCE ADMINISTRATOR
Hunter Marshal
Salary: €32000 - 40000
Ireland-Dublin 21 Aug
Leading Fund Administration firm with offices in Dublin City Centre. Currently they are looking for two people to join their...
Asia Pacific ---- Regional Head of Compliance -- Director Level - 10 yrs+
Hays Banking (Hong Kong)
Salary: Attractive Remuneration P...
China-Hong Kong 21 Aug
Our client an asset management company is seeking a Regional Head of Compliance to manage their compliance teams across Asia...
Equities Compliance
Hays Banking (Hong Kong)
Salary: Competitive
China-Hong Kong 21 Aug
Are you an Equities Compliance professional wondering what other opportunities are out there? Now is the perfect time to expl...
Head of Regulatory Policy
Kelly Financial Resources
Salary: Excellent salary plus ben...
Luxembourg 21 Aug
Our Client based in Luxembourg has an excellent opportunity for a Head of Regulatory Policy
Manager - Money In
Kelly Financial Resources
Salary: 48-62,000 Euros + Euro al...
Luxembourg 21 Aug
Our Client require a Manager to inspire and support their people to play their part in driving our business goals and objecti...
VP - Internal Audit
Charterhouse Partnership
Salary: Attractive
Singapore 21 Aug
Our client, as an investment bank, is one of the world's leading wealth management, capital markets and advisory companies....
LEGAL COUNSEL-COMPLIANCE OFFICER MALTA
Hunter Marshal
Salary: Negotiable
France-Paris 21 Aug
Leading international trade finance organization seeks legal and compliance officer to join their office in Malta.
LEGAL OFFICER FRANKFURT
Hunter Marshal
Salary: Negotiable
France-Paris 21 Aug
Leading global organization, specializing in fund administration and fiduciary services, seeks a legal officer to join their...
LEGAL OFFICER
Hunter Marshal
Salary: Negotiable
France-Paris 21 Aug
Leading global organization, specializing in fund administration and fiduciary services, seeks a legal officer to join their...
Assistant Manager Distribution Compliance
Charterhouse Partnership...
Salary: Above market rate
China-Hong Kong 21 Aug
An outstanding opportunity has arisen to be a key resource in our client’s Distribution Compliance Team and to assist the Reg...
Senior Fund Compliance Officer (M/F)
Robert Half SARL (Luxembo...
Salary: .
Luxembourg 21 Aug
Our client, a prestigious international bank is currently looking for an experienced Compliance Officer for their Luxembourg...
Compliance Officer (M/F)
Robert Half SARL (Luxembo...
Salary: .
Luxembourg 21 Aug
Our client, a leading, international custodian, is currently looking to recruit a Compliance Officer for their Luxembourg ope...
Junior Compliance Officer – Private Banking (M/F)
Robert Half SARL (Luxembo...
Salary: .
Luxembourg 21 Aug
Our client, a boutique Private Bank, is looking for a Junior Compliance Officer to assist the Director of Compliance. Ideally...
Jobs: Compliance / Regulatory (91-120 of 332 Jobs)

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